| 2002
WL 797794 18
IER Cases 966 (Cite
as: 2002 WL 797794 (10th Cir.(Colo.))) United
States Court of Appeals, Tenth
Circuit. Lee
Ann BRYCE; Sara D. Smith, The Reverend, Plaintiffs-Appellants, v. EPISCOPAL
CHURCH IN THE DIOCESE OF COLORADO; Saint Aidan's Episcopal Church; The
Right Reverend William Jerry Winterrowd, in his official capacity and as an individual;
The Reverend Tina Anderson, in her official capacity and as an individual;
The Reverend Donald Henderson, in his official capacity and as an individual;
The Reverend Neysa Ellgren, in her official capacity and as an individual;
and Members of the Vestry of Saint Aidan's Episcopal Church, Karla Allen,
Tracy Enholm, David Huff, Marti Ingram, Ed Kase, Margie Miller, Andy Morris,
Bal Patterson, Virginia Patterson, Norm Pilgrim, Carol Rasmussen, Carol Stott,
Mary Wilder, and Richard Wolniewice, in their official capacities and as individuals,
Defendants-Appellees, The
Association of Christian Schools International; Campus Crusade for Christ; The
Christian Legal Society Center for Law and Religious Freedom; The Church of Jesus
Christ of Latter-Day Saints; The Colorado Baptist General Convention; The Colorado
Catholic Conference; The Colorado District Church of the Nazarene; The Colorado
Muslim Society; The Colorado Task Force on Religious Freedom; The First
Church of Christ, Scientist; The General Conference of Seventh-Day Adventists;
The General Council on Finance and Administration of the United Methodist
Church; The Islamic Society of Colorado Springs; Lutheran Church-- Missouri
Synod; Mid-America Union Conference of Seventh-Day Adventists; National
Federation for Catholic Youth Ministry; The Navigators; New Life Church;
The Net, Formerly The Colorado Springs Association of Evangelicals; Presbyterian
Church (U.S.A.); The Pueblo Association of Evangelicals; The Rocky Mountain
Conference of Seventh-Day Adventists; The Rocky Mountain Conference of the
United Methodist Church; The Rocky Mountain Rabbinical Council; The Rocky Mountain
Synod, Evangelical Lutheran Church of America; United States Catholic Conference;
Young Life, Amici Curiae. No.
00-1515. April
30, 2002. Youth
minister for church and her partner brought sexual harassment action against church
and others. The United States District Court for the District of Colorado, Clarence
A. Brimmer, Jr., J., granted defendants' motion for summary judgment. Plaintiffs
appealed. The Court of Appeals, Tacha, Chief Judge, held that: (1) conversion
of defendants' motion to dismiss into a motion for summary judgment was not abuse
of discretion; (2) church autonomy doctrine barred plaintiffs' claims; and (3)
no reasonable person would harbor doubts about judge's impartiality. Affirmed. West
Headnotes [1]
Federal Civil Procedure 1825 170Ak1825
Most Cited Cases [1]
Federal Civil Procedure 2533.1 170Ak2533.1
Most Cited Cases As
a general rule, a motion to dismiss for lack of subject matter jurisdiction may
not be converted into a motion for summary judgment. Fed.Rules Civ.Proc.Rules
12(b)(1), 56(c), 28 U.S.C.A. [2]
Federal Civil Procedure 2533.1 170Ak2533.1
Most Cited Cases In
conversion of a motion to dismiss to a motion for summary judgment, crucial element
is the substance of the motion, not whether it is labeled a Rule 12(b)(1) motion
rather than 12(b)(6); conversion provision will operate when outside evidence
is presented to support a 12(b)(1) motion which is actually a challenge to the
legitimacy of plaintiff's claim for relief. Fed.Rules Civ.Proc.Rules 12(b)(1),
12(b)(6), 56(c), 28 U.S.C.A. [3]
Federal Courts 813 170Bk813
Most Cited Cases [3]
Federal Courts 823 170Bk823
Most Cited Cases Court
of Appeals reviews for abuse of discretion a district court's decision to consider
evidence beyond the pleadings and convert a motion to dismiss to a motion for
summary judgment. Fed.Rules Civ.Proc.Rules 12(b)(1), 12(b)(6), 56(c), 28 U.S.C.A. [4]
Federal Civil Procedure 2533.1 170Ak2533.1
Most Cited Cases To
properly convert a Rule 12(b) motion into motion for summary judgment, trial court
is required to notify the parties of the conversion so that they may present all
materials made relevant by Rule 56. Fed.Rules Civ.Proc.Rules 12(b)(1), 12(b)(6),
56(c), 28 U.S.C.A. [5]
Federal Civil Procedure 2533.1 170Ak2533.1
Most Cited Cases Conversion
of defendants' motion to dismiss for lack of subject matter jurisdiction into
a motion for summary judgment was not abuse of discretion; motion to dismiss was
based on challenge to the sufficiency of plaintiffs' claims, defendants attached
exhibits in support of motion to dismiss, and plaintiffs received ample notice
of the conversion and submitted numerous exhibits beyond the pleadings. Fed.Rules
Civ.Proc.Rules 12(b)(1), 12(b)(6), 56(c), 28 U.S.C.A. [6]
Federal Courts 776 170Bk776
Most Cited Cases Court
of Appeals reviews grant of summary judgment de novo, applying the same standard
as the district court. [7]
Federal Civil Procedure 2470 170Ak2470
Most Cited Cases [7]
Federal Civil Procedure 2543 170Ak2543
Most Cited Cases Summary
judgment is appropriate when there is no genuine issue of material fact, viewing
the evidence in the light most favorable to the nonmoving party. [8]
Religious Societies 14 332k14
Most Cited Cases Church
autonomy doctrine prohibits civil court review of internal church disputes involving
matters of faith, doctrine, church governance, and polity. [9]
Religious Societies 14 332k14
Most Cited Cases Before
the church autonomy doctrine is implicated, a threshold inquiry is whether the
alleged misconduct is rooted in religious belief. [10]
Constitutional Law 84.5(7.1) 92k84.5(7.1)
Most Cited Cases [10]
Religious Societies 14 332k14
Most Cited Cases Church
autonomy doctrine barred claims by youth minister and her partner that statements
made at church meetings and in letters written by church official regarding homosexuality
and youth minister's employment were offensive and harassing; statements fell
within areas of church governance and doctrine protected by First Amendment. U.S.C.A.
Const.Amend. 1. [11]
Constitutional Law 84.5(7.1) 92k84.5(7.1)
Most Cited Cases Statements
that churches make about third parties are not protected by the First Amendment
when they address purely secular matters. U.S.C.A. Const.Amend. 1. [12]
Federal Courts 819 170Bk819
Most Cited Cases Court
of Appeals reviews the denial of a motion to recuse for an abuse of discretion. [13]
Judges 49(1) 227k49(1)
Most Cited Cases Trial
judge must recuse himself when there is the appearance of bias, regardless of
whether there is actual bias. 28 U.S.C.A. §§ 455(a), (b)(1). [14]
Judges 49(1) 227k49(1)
Most Cited Cases Test
for whether an appearance of bias on the part of a judge exists, such that recusal
is required, is whether a reasonable person, knowing all the relevant facts, would
harbor doubts about the judge's impartiality. 28 U.S.C.A. §§ 455(a), (b)(1). [15]
Judges 51(4) 227k51(4)
Most Cited Cases If
the issue of whether a judge's disqualification is required is a close one, the
judge must be recused. 28 U.S.C.A. § 455. [16]
Judges 50 227k50
Most Cited Cases A
judge has as strong a duty to sit when there is no legitimate reason to recuse
as he does to recuse when the law and facts require. [17]
Judges 49(1) 227k49(1)
Most Cited Cases Recusal
statute should not be construed so broadly as to become presumptive or to require
recusal based on unsubstantiated suggestions of personal bias or prejudice. 28
U.S.C.A. § 455. [18]
Judges 49(1) 227k49(1)
Most Cited Cases No
reasonable person would harbor doubts about judge's impartiality, in plaintiffs'
sexual harassment action against an Episcopal church, and therefore judge's recusal
was not required, where only suggestion of partiality arose from fact that judge
was a member of another Episcopal church. 28 U.S.C.A. § 455. Patricia
S. Bangert, Powers Phillips, P.C., Denver, CO, appearing for Appellants. L.
Martin Nussbaum (Samuel M. Ventola, with him on the brief), Colorado Springs,
CO, appearing for Appellees. Von
G. Keetch and Alexander Dushku, Kirton & McConkie, Salt Lake City, UT, filed
an amicus curiae brief in support of appellees Episcopal Church in the Diocese
of Colorado, et al. Before
TACHA, Chief Judge, KELLY, and HARTZ, Circuit Judges. TACHA,
Chief Judge. *1
Plaintiffs Lee Ann Bryce and Reverend Sara Smith brought a sexual harassment suit
against St. Aidan's Episcopal Church and others for remarks made about homosexuals
and about the plaintiffs' homosexual activities. St. Aidan's Church asserts that
the First Amendment bars plaintiffs' sexual harassment claims because the remarks
were made as part of ecclesiastical discussions on church policy towards homosexuals.
The district court agreed, granting summary judgment for the defendants. The
plaintiffs ask this court to insert itself into a theological discussion about
the church's doctrine and policy towards homosexuals--one of the most important
ongoing dialogues in many churches today. We decline to do so. Exercising jurisdiction
pursuant to 28 U.S.C. § 1291, we AFFIRM. I.
Background St.
Aidan's Episcopal Church hired Lee Ann Bryce in 1997 to serve as its Youth Minister.
Bryce was a Christian and had substantial experience in church leadership, though
she was neither an ordained minister nor a member of the Episcopal Church. Bryce
began working as St. Aidan's Youth Minister on September 1, 1997. Bryce led the
youth group in a variety of activities, including weekly meetings, service projects,
recreational activities, social events, visits to other churches, and prayer.
In addition, Bryce served as an assistant music minister and as a liaison between
the youth and other parish ministries. On
November 21, 1998, Bryce had a civil commitment ceremony with her partner and
co-plaintiff Reverend Sara Smith at the First Congregational Church of Christ
in Boulder, where Smith is an ordained minister. Smith is not associated with
St. Aidan's or the Episcopal Church in any way. In
response to the commitment ceremony, co-defendants Reverend Donald Henderson,
Reverend Neysa Ellgren, and Mary Wilder, a member of the Vestry and chair of St.
Aidan's Youth Board, met with Bryce in January 1999. They informed her that she
would be terminated as Youth Minister effective June 1999 because she was violating
Episcopal doctrine, which teaches that people should be married and faithful or
single and celibate. Defendant Henderson proposed that, after June 1999, Bryce
take a position as Adult Christian Education Coordinator and Assistant Music Director
until the end of 1999, after which she would be terminated by St. Aidan's. Episcopal
doctrine on homosexuality is articulated in the Lambeth Resolution, which is the
result of a conference of bishops from the worldwide Anglican communions held
every ten years in Lambeth, England. The 1998 Lambeth Resolution provides that
"[t]his conference ... in view of the teaching of Scripture, upholds faithfulness
in marriage between a man and a woman in lifelong union, and believes that abstinence
is right for those who are not called to marriage." The resolution also "reject[s]
homosexual practice as incompatible with Scripture, [but] calls on all our people
to minister pastorally and sensitively to all irrespective of sexual orientation
and to condemn irrational fear of homosexuals." The resolution further provides
that the conference "cannot advise the legitimizing or blessing of same-sex unions,
nor the ordination of those involved in such unions." *2
Rev. Henderson sent several letters and memoranda to the Vestry and other leaders
of St. Aidan's to inform them of the situation. In a letter dated January 4, 1999,
Rev. Henderson reported: "[Bryce] states that she is a lesbian and that she chooses
to live in a sexual relationship with Rev. Sara Smith." He explained his proposal
that Bryce change positions in June 1999 and end her employment at the end of
1999. He also warned that the situation could be divisive, and he asked recipients
to read attached information packets. According to Bryce, these materials stated
that homosexuality is a sin, that homosexuals are unfit to work with children,
that homosexuals are promiscuous, that modern homosexual practices are part of
demonic forms of idolatry, and that homosexuals suffer from loathsome diseases. At
a Vestry meeting on February 9, 1999, church leaders decided to host four parish
meetings to inform the congregation about homosexuality and Bryce's employment
situation. Bryce supported the idea of such a parish dialogue, though she objected
to the format of the meetings. St. Aidan's chose to invite active members of the
church, as well as some college students involved in an "Episcopalians on Campus"
ministry. Callers invited church members by phone, following a script stating
that the meetings were being held to discuss the Youth Minister being "in a relationship
that is outside the core teaching of our church about marriage." St.
Aidan's invited about one-fourth of the parish's active members to each of the
four meetings, which were held February 25-28, 1999. At the meetings, St. Aidan's
distributed copies of the Lambeth Resolution and a handout. The handout stated
that the Rev. Henderson was attempting to reach a compromise that would allow
him to be faithful to the Bishop and the Lambeth Resolution, and also to serve
the best interest of the youth, the Youth Minister, and St. Aidan's. The handout
further stated that the meetings were intended to strengthen parish communications,
that all remarks should be "as positive and affirming as possible," and that the
parishioners should keep the discussions confidential. The meetings started with
prayer. A professional facilitator then instructed the parishioners on respectful
conversation. Rev. Henderson and Bryce each made a ten-minute opening statement,
after which parishioners were allowed to ask questions and make comments. Rev.
Henderson had suggested that Smith attend the meetings to provide support for
Bryce, and she attended at Bryce's invitation. The
parish meetings addressed the issue of homosexuality and the church in general,
as well as Bryce and Smith. The overwhelming majority of those who spoke at the
meetings supported Bryce, but there were also a number of statements to which
Bryce objected, including the following: ·
"Lee Ann is living in a sexual relationship outside of Christian marriage." ·
"When did you start having sex with Sara?" *3
· "Gay people are very nice, but it worries [me] why gay people want to work with
children." ·
"My husband and I were always worried about the paper boy coming in, and we always
protected our children from him." ·
"I am sorry that Lee Ann has chosen this lifestyle which precludes her from working
with children." ·
"Of course Father Don is right, we can't let these gay people come into the church
and work with our children." ·
"Homosexual people engaged in same sex relationships because heterosexual relationships
were too difficult, it was too difficult to make a heterosexual marriage work...."
·
One individual allegedly used the term "lesbian" with a derisive tone.
Bryce remained at St. Aidan's until June 1999, when she was terminated as Youth
Minister and left the church. Based
on these statements, as well as statements that Rev. Henderson made in his letters
and memoranda, Bryce and Smith claimed that they had been sexually harassed. Plaintiff
Bryce alleged three causes of action: Title VII of the Civil Rights Act of 1964;
42 U.S.C. § 1985(3); and 42 U.S.C. § 1986. Plaintiff Smith brought claims only
under 42 U.S.C. §§ 1985(3) and 1986. The
case was filed in the U.S. District Court for the District of Colorado and assigned
to Judge Clarence Brimmer. Suasponte, Judge Brimmer raised the issue of whether
he should recuse himself from the case because he is a member of an Episcopal
church in Cheyenne, Wyoming. He concluded that a reasonable person knowing all
the relevant facts would not harbor doubts about his impartiality in the case,
and declined to recuse himself. The plaintiffs moved the court to reconsider its
decision, but the court denied the motion. Defendants
filed a Rule 12(b)(1) motion to dismiss for lack of subject matter jurisdiction,
contending that plaintiffs' claims were barred by the First Amendment Free Exercise
and Establishment Clauses. The district court converted defendants' Rule 12(b)(1)
motion to dismiss into a Rule 56(c) motion for summary judgment. The court granted
the motion and dismissed all claims, finding that they were precluded by the church
autonomy doctrine of the First Amendment. II.
Discussion On
appeal, plaintiffs challenge: (1) conversion of the defendants' motion to dismiss
into a motion for summary judgment; (2) the application of the church autonomy
doctrine; and (3) the district court judge's refusal to recuse himself from the
case. A.
Conversion of Motion to Dismiss [1]
Both parties assert that the district court erred in converting defendants' 12(b)(1)
motion to dismiss into a Rule 56(c) motion for summary judgment. As a general
rule, a 12(b)(1) motion may not be converted into a Rule 56 motion for summary
judgment. Wheeler v. Hurdman, 825 F.2d 257, 259 (10th Cir.1987). [2]
There is an exception to the general rule against conversion, however, when the
defendants' underlying challenge on a 12(b)(1) motion is not to jurisdiction,
but to the sufficiency of the plaintiffs' claim: "Defendants often move to dismiss
for lack of subject matter jurisdiction when they are actually challenging the
legitimacy of plaintiff's claim for relief. When outside evidence is presented
to support a Rule 12(b)(1) motion of this type, the court will bring the conversion
provision [requiring conversion of a 12(b)(6) motion into a Rule 56 motion] into
operation." 5A Charles Alan Wright & Arthur R. Miller, Federal Practice and
Procedure § 1366, at 485-86 n. 9 (2d ed.1990) (citing cases); see also Malak
v. Associated Physicians, Inc., 784 F.2d 277, 279-80 (7th Cir.1986). The crucial
element is the substance of the motion, not whether it is labeled a Rule 12(b)(1)
motion rather than 12(b)(6). 5A Wright & Miller § 1366, at 485 ("It is not
relevant how the defense is actually denominated."). *4
Here, St. Aidan's Church raised the church autonomy defense on a motion to dismiss
for lack of subject matter jurisdiction. The motion would more appropriately be
considered as a challenge to the sufficiency of plaintiff's claims under Rule
12(b)(6). If the church autonomy doctrine applies to the statements and materials
on which plaintiffs have based their claims, then the plaintiffs have no claim
for which relief may be granted. In this sense, the assertion that the First Amendment
precludes the sexual harassment suit is similar to a government official's defense
of qualified immunity, which is frequently asserted in a motion to dismiss under
Rule 12(b)(6) or Rule 56. See, e.g., Medina v. Cram, 252 F.3d 1124, 1131
(10th Cir.2001) (calling qualified immunity "a question of law to be resolved
at the earliest possible stage of litigation"). [FN1] [3]
We review for an abuse of discretion a district court's decision to consider evidence
beyond the pleadings and convert a motion to dismiss to a motion for summary judgment.
Lowe v. Town of Fairland, Okla., 143 F.3d 1378, 1381 (10th Cir.1998). [4]
St. Aidan's attached 46 exhibits in support of its motion, including affidavits,
deposition testimony, and other documents, thus triggering conversion to a Rule
56 motion. Fed.R.Civ.P. 12(b) ("If, [on a 12(b)(6) motion], matters outside the
pleading are presented to and not excluded by the court, the motion shall be treated
as one for summary judgment...."). To properly convert a Rule 12(b) motion, the
trial court is required to notify the parties of the conversion so that they may
present all materials made relevant by Rule 56. Whitesel v. Sengenberger,
222 F.3d 861, 866 (10th Cir.2000). Both St. Aidan's Church and plaintiffs received
ample notice from the district court of the conversion and submitted numerous
exhibits beyond the pleadings. [5]
We therefore find that the district court did not abuse its discretion in converting
the defendants' motion to dismiss into a motion for summary judgment. B.
Church Autonomy Doctrine On
summary judgment, the district court dismissed plaintiffs' claims as barred by
the church autonomy doctrine of the First Amendment. In its ruling, the court
stated that the courts have "essentially no role in determining ecclesiastical
questions, or religious doctrine and practice." [6][7]
We review the grant of summary judgment de novo, applying the same standard as
the district court. Wark v. United States, 269 F.3d 1185, 1187 (10th Cir.2001).
Summary judgment is appropriate when there is no genuine issue of material fact,
viewing the evidence in the light most favorable to the nonmoving party. Id. [8]
Courts have held that churches have autonomy in making decisions regarding their
own internal affairs. This church autonomy doctrine prohibits civil court review
of internal church disputes involving matters of faith, doctrine, church governance,
and polity. Kedroff v. St. Nicholas Cathedral, 344 U.S. 94, 116-17, 73
S.Ct. 143, 97 L.Ed. 120 (1952). The doctrine is rooted in the First Amendment's
Free Exercise and Establishment Clauses. Bollard v. Cal. Province of the Soc'y
of Jesus, 211 F.3d 1331, 1332 (9th Cir.2000) (order denying rehearing en banc)
(Wardlaw, J., dissenting) ("Though the concept originated through application
of the Free Exercise Clause, the Supreme Court has held that the Establishment
Clause also protects church autonomy in internal religious matters."); see also
Douglas Laycock, Towards a General Theory of the Religion Clauses: The Case
of Church Labor Relations and the Right to Church Autonomy, 81 Colum. L.Rev.
1373, 1381-84 (1981) (arguing that church autonomy is protected by the Free Exercise
Clause rather than the Establishment Clause because it protects against burdens
or restrictions on religion, whereas the Establishment Clause prevents sponsorship
and active involvement of the government in religion). *5
The doctrine is also rooted in "a long line of Supreme Court cases that affirm
the fundamental right of churches to 'decide for themselves, free from state interference,
matters of church government as well as those of faith and doctrine.' " EEOC
v. Catholic Univ. of Am., 83 F.3d 455, 462 (D.C.Cir.1996) (quoting Kedroff,
344 U.S. at 116, 73 S.Ct. 143). The church autonomy line of cases begins with
Watson v. Jones, 80 U.S. (13 Wall.) 679, 20 L.Ed. 666 (1871), in which
the Court declined to intervene in a property dispute between two factions of
a church. The Court found that secular courts are bound by the decision of the
highest church judicatory in internal matters of faith or ecclesiastical rule.
Id. at 727. The
Court applied the church autonomy principle again in Gonzalez v. Roman Catholic
Archbishop, when it upheld a church's right to determine conclusively the
essential qualifications of a chaplain and whether a candidate possessed them.
280 U.S. 1, 16, 50 S.Ct. 5, 74 L.Ed. 131 (1929). The Court stated, "In the absence
of fraud, collusion, or arbitrariness, the decisions of the proper church tribunals
on matters purely ecclesiastical, although affecting civil rights, are accepted
in litigation before the secular courts as conclusive, because the parties in
interest made them so by contract or otherwise." Id. at 16, 50 S.Ct. 5. In
Kedroff v. St. Nicholas Cathedral, the Court struck down as unconstitutional
a statute changing who in the church would control a cathedral. 344 U.S. 94, 73
S.Ct. 143, 97 L.Ed. 120. In its ruling, the Court interpreted Watson as
guaranteeing churches the "power to decide for themselves, free from state interference,
matters of church government as well as those of faith and doctrine." Id.
at 116, 73 S.Ct. 143. The Court went on to recognize the church autonomy principle
announced by Watson and Gonzalez as a constitutional rule arising
out of the Free Exercise Clause of the First Amendment, stating that "[f]reedom
to select the clergy ... [has] federal constitutional protection as a part of
the free exercise of religion against state interference." Id. In another
dispute for control of the St. Nicholas Cathedral, the Court found that the constitutional
prohibition against interfering with the church's free exercise of religion applied
to the judiciary as well as the legislature. Kreshik v. St. Nicholas Cathedral,
363 U.S. 190, 191, 80 S.Ct. 1037, 4 L.Ed.2d 1140 (1960). The
Court has made clear that the constitutional protection extends beyond the selection
of clergy to other internal church matters. In Serbian Eastern Orthodox Diocese
v. Milivojevich, for example, the Court held that the First Amendment church
autonomy doctrine "applies with equal force to church disputes over church polity
and church administration." 426 U.S. 696, 710, 96 S.Ct. 2372, 49 L.Ed.2d 151 (1976).
In Milivojevich, the Court declined to intervene where the Mother Church
had defrocked a bishop and reorganized the diocese. The
principles articulated in the church autonomy line of cases also apply to civil
rights cases. For example, courts have recognized a ministerial exception that
prevents adjudication of Title VII employment discrimination cases brought by
ministers against churches. E.g., EEOC v. Catholic Univ. of Am., 83 F.3d
455 (D.C.Cir.1996); McClure v. Salvation Army, 460 F.2d 553 (5th Cir.1972).
The right to choose ministers is an important part of internal church governance
and can be essential to the well-being of a church, "for perpetuation of a church's
existence may depend upon those whom it selects to preach its values, teach its
message, and interpret its doctrines both to its own membership and to the world
at large." Rayburn v. General Conference of Seventh-Day Adventists, 772
F.2d 1164, 1168 (4th Cir.1985). *6
The Supreme Court's decision in Employment Division v. Smith, 494 U.S.
872, 110 S.Ct. 1595, 108 L.Ed.2d 876 (1990) does not undermine the principles
of the church autonomy doctrine. In Smith, the Court found that laws burdening
individuals' religious practices need not be justified by a compelling governmental
interest if they are neutral and generally applicable. Id. at 879, 110
S.Ct. 1595. Several circuits have examined whether the ministerial exception survives
in light of Smith, and each has concluded that it does. EEOC v. Roman
Catholic Diocese, 213 F.3d 795, 800 n. * (4th Cir.2000); Gellington v.
Christian Methodist Episcopal Church, 203 F.3d 1299, 1302-04 (11th Cir.2000);
Combs v. Central Tex. Annual Conference of the United Methodist Church, 173
F.3d 343, 348-50 (5th Cir.1999); Catholic Univ., 83 F.3d at 461-63. These
courts reason that, unlike Smith, the ministerial exception addresses the
rights of the church, not the rights of individuals. Catholic Univ., 83
F.3d at 462. In addition, the ministerial exception cases rely on a long line
of Supreme Court cases affirming the church autonomy doctrine, which protects
the fundamental right of churches to decide for themselves matters of church government,
faith, and doctrine. Id. These cases' rationale extends beyond the specific
ministerial exception to the church autonomy doctrine generally, and we therefore
find that the church autonomy doctrine remains viable after Smith. [9]
The church autonomy doctrine is not without limits, however, and does not apply
to purely secular decisions, even when made by churches. Before the church autonomy
doctrine is implicated, a threshold inquiry is whether the alleged misconduct
is "rooted in religious belief." Wisconsin v. Yoder, 406 U.S. 205, 215,
92 S.Ct. 1526, 32 L.Ed.2d 15 (1972). As the Fourth Circuit stated:
Of
course churches are not--and should not be--above the law. Like any other person
or organization, they may be held liable for their torts and upon their valid
contracts. Their employment decisions may be subject to Title VII scrutiny, where
the decision does not involve the church's spiritual functions. Rayburn,
772 F.2d at 1171. Similarly, the Florida Supreme Court recently held that the
First Amendment does not protect a church from a negligent hiring claim if the
church's actions were not motivated by sincerely held religious beliefs or practices.
Malicki v. Doe, 2002 WL 390021, at *8 (Fla. Mar.14, 2002). The issue in
the present case, then, is whether the dispute is ecclesiastical or secular:
The
question that we must resolve in the case before us, therefore, is whether the
dispute ... is an ecclesiastical one about "discipline, faith, internal organization,
or ecclesiastical rule, custom or law," or whether it is a case in which we should
hold religious organizations liable in civil courts for "purely secular disputes
between third parties and a particular defendant, albeit a religiously affiliated
organization." *7
Bell v. Presbyterian Church, 126 F.3d 328, 331 (4th Cir.1997) (citations
omitted). Bryce and Smith complain about allegedly sexually harassing remarks
made in written correspondence between Rev. Henderson and other church leaders,
and remarks made at a series of church meetings. We must determine whether the
defendants' alleged statements were ecclesiastical statements protected by church
autonomy or purely secular ones. After
Bryce and Smith's civil commitment ceremony, Rev. Henderson wrote other church
leaders in January 1999 to explain his proposal that Bryce stop serving as Youth
Minister after June 1999 and that she leave church employment altogether at the
end of 1999. In his letters, Rev. Henderson stated that the issue of homosexuality
is "[o]ne of the most critical and difficult subjects of our time." He attached
to his January 8, 1999 letter materials on homosexuality provided by plaintiff
Smith and materials he had gathered himself, including the Lambeth Resolution.
He stated in the letter that he submitted these materials "with the pure intent
of starting the important dialogue about homosexuality and other difficult subjects
facing the Episcopal Church." Plaintiffs complain that Rev. Henderson's materials
made offensive and harassing statements about homosexuals. St.
Aidan's Church also held a series of meetings for church members. The purpose
of these meetings was four-fold: to address Bryce's employment situation within
the church; to provide religious education; to engage in sacred conversation;
and to ensure healthy parish communication. At these meetings, the parishioners
mainly discussed religious topics, including Biblical interpretation, Christian
sexual ethics, the meaning of the Lambeth Resolution, and Episcopal liturgical
practices. They also made several statements that Bryce and Smith found offensive.
Representatives of St. Aidan's allegedly stated that Bryce and Smith were living
in a sexual relationship, that Bryce was unfit to work with children, and that
homosexuals choose same- sex relationships because they find heterosexual relationships
too difficult. Other individuals at the meetings made statements that Bryce and
Smith found offensive, including comments about the negative influence of homosexuals
on children and a question about when Bryce and Smith began having sex.
[10] The statements made at the church meetings, in Rev. Henderson's letters,
and in materials Rev. Henderson attached to his letters may be offensive, and
some of the statements may be incorrect, but they are not actionable. The defendants'
alleged statements fall squarely within the areas of church governance and doctrine
protected by the First Amendment. Rev. Henderson's letters to other church leaders
discussed an internal church personnel matter and the doctrinal reasons for his
proposed personnel decision. The series of meetings addressed the same issues,
and also facilitated religious communication and religious dialogue between a
minister and his parishioners. At the time the offensive statements were made,
Bryce was an employee of the church subject to its internal governance procedures.
While churches do not operate above the law, we find that the dispute here "is
an ecclesiastical one about 'discipline, faith, internal organization, or ecclesiastical
rule, custom or law,' " and not a "purely secular dispute" with a third party.
Bell, 126 F.3d at 331. [FN2]
*8 Plaintiff Smith contends that, unlike Bryce, she had no relationship with St.
Aidan's and must be considered a third party who is not subject to internal church
disciplinary procedures. This argument misses the mark. The church autonomy doctrine
is rooted in protection of the First Amendment rights of the church to discuss
church doctrine and policy freely. The applicability of the doctrine does not
focus upon the relationship between the church and Rev. Smith. It focuses instead
on the right of the church to engage freely in ecclesiastical discussions with
members and non-members. Rev. Smith voluntarily attended the four meetings and
voluntarily became part of St. Aidan's internal dialogue on homosexuality and
Bryce's employment. Rev.
Smith's situation is therefore different from that of the plaintiff in Guinn
v. Church of Christ of Collinsville, 775 P.2d 766 (Okla.1989). In Guinn,
the church leaders threatened to broadcast to the congregation the plaintiff's
sexual relations outside of marriage unless she repented. Id. at 768. In
a failed attempt to prevent this disciplinary action, Guinn withdrew her membership
in the church and hired an attorney who advised the church not to mention her
name in church. Id. at 768-69. Guinn brought suit for invasion of privacy
and intentional infliction of emotional distress. The Oklahoma Supreme Court rejected
the church's First Amendment defense, finding that Guinn had effectively withdrawn
from the church and was no longer subject to internal church discipline. Unlike
Guinn, who was an external third party, Rev. Smith affirmatively interjected herself
into the church's internal ecclesiastical dialogue. Moreover, the defendants here
did not invade the plaintiff's privacy as did the church leaders in Guinn. [11]
A slightly different situation arises, however, with respect to the letters Rev.
Henderson sent to other church leaders prior to the meetings. Smith did not participate
in drafting the letters and did not have an opportunity to object to their contents.
She was therefore a non-consenting third party. As previously noted, statements
that churches make about third parties are not protected by the First Amendment
when they address purely secular matters. Bell, 126 F.3d at 331. Rev.
Henderson's statements clearly addressed religious topics, however, and he made
them in the context of an internal church dialogue. Henderson sought to educate
church leaders on church doctrine on homosexuality and how it related to Bryce's
employment within the church. Henderson's only direct reference to Smith was made
in passing, when he reported that "[Bryce] states that she ... chooses to live
in a sexual relationship with the Rev. Sara Smith." Henderson made statements
opposing homosexuality and asked the recipients to read materials that he enclosed
or referenced. These materials made a number of statements in opposition to homosexuality,
including statements that homosexuals are promiscuous, suffer odious diseases,
are engaged in sin, and are unfit to work with children. While Smith found these
statements objectionable, they were neither libel of Smith with actual malice
nor a public disclosure of intimate matters that had previously been private.
We find that these statements were not purely secular disputes with third parties,
but were part of an internal ecclesiastical dispute and dialogue protected by
the First Amendment. Kedroff, 344 U.S. at 116, 73 S.Ct. 143; see also Cimijotti
v. Paulsen, 230 F.Supp. 39, 41 (N.D.Iowa 1964) (finding that the First Amendment
precluded the maintenance of a slander action based solely upon statements made
to the Catholic Church before its recognized officials and under its disciplines
and regulations). *9
Thus, plaintiffs' claims are barred by the church autonomy doctrine, and the district
court properly granted summary judgment for the defendants. Because we find that
the church is protected from this suit by the church autonomy doctrine, we need
not address the other defenses raised by St. Aidan's. C.
Refusal to Recuse [12]
Plaintiffs' final challenge is to the district court judge's refusal to recuse
himself from these proceedings despite belonging to an Episcopal church. We review
the denial of a motion to recuse for an abuse of discretion. Cauthon v. Rogers,
116 F.3d 1334, 1336 (10th Cir.1997). [13][14][15]
Bryce and Smith rely on 28 U.S.C. § 455(a) and (b)(1), which requires a judge
to disqualify himself if "his impartiality might reasonably be questioned" or
if "he has a personal bias or prejudice concerning a party." The trial judge must
recuse himself when there is the appearance of bias, regardless of whether there
is actual bias. Nichols v. Alley, 71 F.3d 347, 350 (10th Cir.1995). "The
test is whether a reasonable person, knowing all the relevant facts, would harbor
doubts about the judge's impartiality." Hinman v. Rogers, 831 F.2d 937,
939 (10th Cir.1987) (citation omitted). If the issue of whether § 455 requires
disqualification is a close one, the judge must be recused. Nichols, 71
F.3d at 352. [16][17]
On the other hand, a judge also has "as strong a duty to sit when there is no
legitimate reason to recuse as he does to recuse when the law and facts require."
Id. at 351. The recusal statute should not be construed so broadly as to
become presumptive or to require recusal based on unsubstantiated suggestions
of personal bias or prejudice. Switzer v. Berry, 198 F.3d 1255, 1258 (10th
Cir.2000); see also United States v. Cooley, 1 F.3d 985, 993 (10th Cir.1993)
("The statute is not intended to give litigants a veto power over sitting judges,
or a vehicle for obtaining a judge of their choice."). Our
determination in a recusal case is "extremely fact driven." Nichols, 71
F.3d at 352. The facts of this case provide only one suggestion of partiality.
Judge Brimmer is a member of an Episcopal church, and this dispute involves an
Episcopal church. The facts support no other implication of bias. Judge Brimmer's
church is in Cheyenne, Wyoming, not Boulder, Colorado. He is connected with neither
St. Aidan's Episcopal Church nor any of the parties in the case. He does not have
any independent knowledge of the facts or events at issue. Plaintiffs
assert that Judge Brimmer's membership in an Episcopal church alone creates an
appearance of bias. But courts have consistently held that membership in a church
does not create sufficient appearance of bias to require recusal. Singer v.
Wadman, 745 F.2d 606, 608 (10th Cir.1984); Feminist Women's Health Ctr.
v. Codispoti, 69 F.3d 399, 400-01 (9th Cir.1995); Menora v. Ill. High Sch.
Ass'n, 527 F.Supp. 632, 634 (N.D.Ill.1981); Idaho v. Freeman, 507 F.Supp.
706, 729 (D.Idaho 1981). In Freeman, for example, the court held that a
judge did not need to recuse himself where he had been a leader in a church that
had taken a public position on the matter before the court. 507 F.Supp. 706. The
court reasoned that "religious beliefs or membership affiliation are presumed
not to be relevant." Id. at 731. In Menora, Orthodox Jewish plaintiffs
challenged a rule that would prevent them from playing on the high school basketball
team unless they removed their yarmulkes in contravention of their religious beliefs.
527 F.Supp. 632. The trial judge, who was also Jewish, found it unnecessary to
recuse himself, rejecting the implicit assumption that members of a religious
organization necessarily agree with the positions of the organization's governing
body. Id. at 636. *10
These cases are consistent with other associational bias cases, which have found
that group membership alone is insufficient to create the appearance of bias.
Pennsylvania v. Local Union 542, Int'l Union of Operating Eng'rs,
388 F.Supp. 155 (E.D.Pa.1974). In Local Union 542, for example, Judge Higginbotham
refused to recuse himself from a civil rights case on the grounds that he was
African American, stating: "The facts pleaded will not suffice to show the personal
bias required by the statute if they go to the background and associations of
the judge rather than to his appraisal of a party personally." Id. at 159;
see also Blank v. Sullivan and Cromwell, 418 F.Supp. 1, 4 (S.D.N.Y.1975)
(finding recusal unnecessary in a civil rights case even though the judge was
African American and had represented many civil rights plaintiffs in private practice). [18]
Thus, the district court did not abuse its discretion in finding that no "reasonable
person, knowing all the relevant facts, would harbor doubts about the judge's
impartiality." Hinman, 831 F.2d at 939. III.
Conclusion When
a church makes a personnel decision based on religious doctrine, and holds meetings
to discuss that decision and the ecclesiastical doctrine underlying it, the courts
will not intervene. We therefore AFFIRM the ruling of the district court. Appellees'
motion to strike appellant's opening brief is denied. FN1.
Of course, the doctrines and their inquiries are quite different, as are the reasons
for addressing them early in the litigation process. Qualified immunity "avoid[s]
excessive disruption of government and permit[s] the resolution of many insubstantial
claims on summary judgment." Harlow v. Fitzgerald, 457 U.S. 800, 818, 102
S.Ct. 2727, 73 L.Ed.2d 396 (1982). As we explain below, the church autonomy doctrine,
in a case like this one, protects a church's Free Exercise rights. By resolving
the question of the doctrine's applicability early in litigation, the courts avoid
excessive entanglement in church matters. FN2.
The district court relied partially on the ministerial exception of the church
autonomy doctrine in dismissing Bryce's claims. Consideration of the ministerial
exception would require us to determine whether Bryce, as Youth Minister, was
a "minister" for purposes of this exception. See, e.g., Roman Catholic Diocese,
213 F.3d at 801. We find this inquiry unnecessary, however, because Bryce's claims
are based solely on communications that are protected by the First Amendment under
the broader church autonomy doctrine. END
OF DOCUMENT Copr.
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